Money Concepts

Franchise Overview

Money Concepts is a financial services franchise operating as a broker-dealer and registered investment adviser, enabling independent financial professionals to build and grow their own practices. Affiliated advisors deliver retirement planning, wealth management, and investment advisory services backed by an established broker-dealer infrastructure.

Key Highlights

Comprehensive platform combining investment products, compliance infrastructure, and technology tools
Relationship-driven, personalized financial planning model rather than a product-push approach
Flexible practice structure accommodating advisors at various stages of their careers
Ongoing training, marketing assistance, and operational guidance support franchisee growth

Money Concepts offers independent financial professionals the resources of an established broker-dealer network while preserving the autonomy and client-focused culture that distinguishes personalized advisory practices.

Just the Facts

For most current information, see Franchise Disclosure Documents

In Business Since1984

Number of Units94

Min Liquid Capital—

Required Networth—

$$$Total InvestmentN/A

Money Concepts Franchise Disclosure Documents (FDD)

These official Money Concepts FDDs contain 23 sections of federally mandated disclosures such as franchisee obligations, franchisor litigation, and financial performance. FDD's are typically 100+ pages long and are critical to evaluate when researching a franchise.

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